Rui Wang

王睿
CE No. BGP155 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rui Wang (王睿), a licensed Representative with CE reference BGP155. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.7 years of SFC licence history. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2026-05-29 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2026-05-29 present
Founder Securities (Hong Kong) Limited
方正證券(香港)有限公司
Rep Type 1 - Dealing in securities 2020-06-03 2021-01-15
Founder Futures (Hong Kong) Limited
方正期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2020-06-03 2021-01-15
Founder Securities (Hong Kong) Limited
方正證券(香港)有限公司
Rep Type 4 - Advising on securities 2020-03-19 2021-01-15
Season Asset Management Limited
思辰資產管理有限公司
RO Type 4 - Advising on securities 2019-04-30 2020-01-17
Season Asset Management Limited
思辰資產管理有限公司
RO Type 9 - Asset management 2019-04-30 2020-01-17
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 1 - Dealing in securities 2017-01-18 2018-09-07
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 4 - Advising on securities 2017-01-18 2018-09-07
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 9 - Asset management 2017-01-18 2018-09-07
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 4 - Advising on securities 2015-12-15 2017-01-03
Zhongtai International Asset Management Limited
中泰國際資產管理有限公司
Rep Type 9 - Asset management 2015-12-15 2017-01-03

Related