Liyan Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liyan Lu (陸麗妍), a licensed Responsible Officer with CE reference BGI430. Currently licensed at 1 firm(s): Flow Capital Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-27 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 4 - Advising on securities | 2023-02-27 | present |
| Flow Capital Partners Limited 琛資本香港有限公司 |
RO | Type 9 - Asset management | 2021-05-11 | present |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | 2020-05-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-16 | 2020-05-29 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-16 | 2020-05-29 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-18 | 2019-04-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-05-18 | 2019-04-30 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-10 | 2019-04-30 |
| QMIS Securities Limited 華亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-09 | 2015-11-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liyan Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.