Zhe Fan
樊喆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhe Fan (樊喆), a licensed Responsible Officer with CE reference BFA601. Currently licensed at 1 firm(s): AJ Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-28 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-06 | 2018-07-15 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2015-04-30 | 2017-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhe Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.