Hiu Fai Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Fai Mok (莫曉暉), a licensed Representative with CE reference BFA432. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-07 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-20 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-20 | present |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-20 | present |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-30 | 2023-06-30 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-04 | 2021-12-10 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-12-04 | 2021-12-10 |
| China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-20 | 2021-12-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-14 | 2019-05-18 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-01-04 | 2017-01-31 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-02-27 | 2017-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Fai Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.