Christopher John Coram Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Coram Brooks, a licensed Representative with CE reference BCF390. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-04-18 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-13 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-04-13 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher John Coram Brooks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.