Kwong Wa Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Wa Chan (陳光華), a licensed Responsible Officer with CE reference BBR086. Currently licensed at 1 firm(s): AA Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.0 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-25 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 - Advising on securities | 2024-10-25 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 - Asset management | 2024-10-25 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-14 | 2024-10-25 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-14 | 2024-10-25 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-14 | 2024-10-25 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-16 | 2024-06-30 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-05-16 | 2024-06-30 |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-16 | 2024-06-30 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-11 | 2022-05-16 |
| Plutus Securities Limited 貝德斯證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-07 | 2022-03-31 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-07-07 | 2022-03-31 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-07 | 2022-03-31 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-06 | 2020-07-07 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-06 | 2020-07-07 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-18 | 2020-06-30 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 9 - Asset management | 2019-06-18 | 2020-06-30 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-27 | 2019-06-18 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-23 | 2019-05-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-08-03 | 2017-03-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-12 | 2017-03-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-12 | 2017-03-10 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-15 | 2015-11-06 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-23 | 2015-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwong Wa Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.