Peter Joseph O'Malley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Joseph O'Malley, a licensed former licensee with CE reference BBH884. This person has 0.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-27 | 2014-02-20 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-27 | 2014-02-20 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-22 | 2013-11-27 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-22 | 2013-11-27 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Joseph O'Malley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.