Tracy Sou Fin Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Sou Fin Lee, a licensed Representative with CE reference BBG667. Currently licensed at 1 firm(s): Pamfleet Asset Management (HK) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-22 | present |
| Pamfleet Asset Management (HK) Limited 鵬里資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-22 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-23 | 2022-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-23 | 2022-11-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2018-10-23 | 2022-11-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-08 | 2018-09-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-08 | 2018-09-08 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2015-07-08 | 2018-09-08 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-26 | 2015-05-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-26 | 2015-05-29 |
| PSI Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2013-05-20 | 2014-05-26 |
| PSI Capital Asia Limited | Rep | Type 4 - Advising on securities | 2013-05-20 | 2014-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tracy Sou Fin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.