Zhan Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhan Shen (沈湛), a licensed Responsible Officer with CE reference BBE434. Currently licensed at 1 firm(s): Fosun Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-13 | present |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-13 | present |
| Fosun Asset Management Limited 復星資產管理有限公司 |
RO | Type 9 - Asset management | 2021-04-13 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-11-15 | 2017-11-22 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-10-26 | 2017-11-22 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-10-26 | 2017-11-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-24 | 2016-10-26 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-05-24 | 2016-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhan Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.