Xun Chen
陳迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xun Chen (陳迅), a licensed Responsible Officer with CE reference BBN856. Currently licensed at 1 firm(s): New China Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-04 | present |
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 9 — Asset management | 2019-02-04 | present |
| New China Capital Management Limited 新華資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-12 | 2019-02-04 |
| New China Capital Management Limited 新華資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-12 | 2019-02-04 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-12 | 2018-09-26 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-08-12 | 2018-09-26 |