Mo Chen

陳末
CE No. BAS355 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Chen (陳末), a licensed former licensee with CE reference BAS355. This person has 1.3 years of SFC licence history. Total licence records on file: 2.

Information

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Email:

Licence history

FirmRoleRegulated activityFromTo
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 1 - Dealing in securities 2013-01-14 2014-05-11
CMB International Capital Limited
招銀國際融資有限公司
Rep Type 6 - Advising on corporate finance 2013-01-14 2014-05-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mo Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lai Yue Wong CMB International Capital Limited 2013–2014
Kwok On Tse CMB International Capital Limited 2013–2014
Chung Hin Chan CMB International Capital Limited 2013–2014
Shuk Ching Lai CMB International Capital Limited 2013–2014
Yi Bu CMB International Capital Limited 2013–2014
Sze Ming How CMB International Capital Limited 2013–2014
Yui Wah Wong CMB International Capital Limited 2013–2014
Nim Kei Lau CMB International Capital Limited 2013–2014
Liang Liang CMB International Capital Limited 2013–2014
Sai Leung Ng CMB International Capital Limited 2013–2014
Yick Fabian Shin CMB International Capital Limited 2013–2014
Peng Yang CMB International Capital Limited 2013–2014
Chun Wong CMB International Capital Limited 2013–2014
Yiqing Chen CMB International Capital Limited 2013–2014
So Ting Chim CMB International Capital Limited 2013–2014
Oswald Tsang Tao Chan CMB International Capital Limited 2013
Xu Wang CMB International Capital Limited 2013–2014
Sheng Li CMB International Capital Limited 2013
Chao Qi CMB International Capital Limited 2013–2014
Wing Ngai Tsang CMB International Capital Limited 2013–2014

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