Lai Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wang (王來), a licensed Responsible Officer with CE reference BAL857. Currently licensed at 1 firm(s): Tiger Brokers (HK) Global Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
RO | Type 9 - Asset management | 2024-03-26 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-12 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-12 | present |
| Tiger Brokers (HK) Global Limited 老虎證券（香港）環球有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-12 | present |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
RO | Type 9 - Asset management | 2021-06-18 | 2023-03-09 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-03-26 | 2021-06-18 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-07 | 2021-03-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-07 | 2021-03-01 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2020-10-07 | 2021-03-01 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-24 | 2020-05-15 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 9 - Asset management | 2015-11-24 | 2020-05-15 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-15 | 2015-11-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-15 | 2015-11-06 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-12-15 | 2015-11-06 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-11-16 | 2014-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.