Jingchen Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jingchen Tang (唐靜琛), a licensed Responsible Officer with CE reference AZX116. Currently licensed at 3 firm(s): CITIC CFI Asset Management Company Limited, CITIC Futures International Company Limited, CITIC CFI Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Asset Management Company Limited 中信信期國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-05-19 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-01-13 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-03 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-03 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-27 | 2022-11-03 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-27 | 2022-11-03 |
| AJ Futures Limited 安捷期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-03-27 | 2022-04-30 |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-08-12 | 2020-03-27 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-29 | 2022-04-30 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-18 | 2022-04-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-28 | 2017-11-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-28 | 2017-11-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-13 | 2013-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jingchen Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.