Yi Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Sun (孫佚), a licensed Responsible Officer with CE reference AZB507. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.0 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-27 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-27 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-27 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-24 | 2022-09-27 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-24 | 2022-09-27 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-02-24 | 2022-09-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-02-05 | 2022-01-21 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-02-05 | 2022-01-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-27 | 2022-01-21 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-27 | 2022-01-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2017-09-27 | 2022-01-21 |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 |
RO | Type 9 - Asset management | 2017-07-18 | 2022-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.