To Wai Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Wai Li (李滔為), a licensed Responsible Officer with CE reference AYD437. Currently licensed at 2 firm(s): Select Investment Services Limited, Plouton Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-05 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 - Advising on securities | 2025-09-05 | present |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
RO | Type 9 - Asset management | 2025-09-05 | present |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-15 | 2025-09-05 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-18 | 2025-09-05 |
| Plouton Asset Management Limited 弘富資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-18 | 2025-09-05 |
| IMM Asset Management Company Limited | RO | Type 1 - Dealing in securities | 2021-03-24 | 2023-01-03 |
| IMM Asset Management Company Limited | RO | Type 4 - Advising on securities | 2021-03-24 | 2025-03-17 |
| IMM Asset Management Company Limited | RO | Type 9 - Asset management | 2021-03-24 | 2025-03-17 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-23 | 2021-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-28 | 2020-04-01 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as To Wai Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Teddy Tat Tak Kwong | Select Investment Services Limited | 2020–present |
| Geoffrey Chun Fai Lo | Select Investment Services Limited | 2020–present |
| Jimmy Chi Ming So | Select Investment Services Limited | 2020–2026 |
| Jian Hou | Select Investment Services Limited | 2020–present |
| James Wai Tat Ling | Select Investment Services Limited | 2021–2026 |
| Hyunchan Cho | IMM Asset Management Company Limited | 2021–2024 |
| Foo Tong Choi | Select Investment Services Limited | 2020–present |
| Yuk Wai Perry Choy | Select Investment Services Limited | 2020–present |
| Peter Andrew Giles | Select Investment Services Limited | 2020–present |
| Dominic Song Ching Li | Select Investment Services Limited | 2024–present |
| Edward Ketterer | Select Investment Services Limited | 2020–2023 |
| Howon Lee | IMM Asset Management Company Limited | 2024–2025 |
| Kwing Nam Wong | Select Investment Services Limited | 2024 |