Leo Jia You Li
李珈佑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Jia You Li (李珈佑), a licensed Responsible Officer with CE reference AYA379. Currently licensed at 1 firm(s): MIB Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 14.7 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-11-15 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-11-15 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-27 | present |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2023-12-27 | present |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-12-27 | 2026-03-04 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-12-27 | 2026-03-04 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-20 | 2023-12-27 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-10-20 | 2023-12-27 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-20 | 2023-12-27 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-10-20 | 2023-12-27 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-23 | 2023-10-13 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-05-23 | 2023-10-13 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-02-26 | 2023-05-23 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-12 | 2023-10-13 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-12 | 2023-10-13 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-05-12 | 2023-05-23 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-13 | 2020-05-12 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-13 | 2020-05-12 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-13 | 2020-05-12 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-03-07 | 2020-02-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-20 | 2020-02-28 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-10-20 | 2020-02-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-20 | 2017-10-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-04-20 | 2017-10-20 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-25 | 2015-02-16 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-11-25 | 2015-02-16 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-23 | 2015-02-16 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-23 | 2015-02-16 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-07 | 2013-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leo Jia You Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.