Siyuan Liu
劉思媛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siyuan Liu (劉思媛), a licensed Responsible Officer with CE reference AXZ979. Currently licensed at 1 firm(s): Lux Aeterna Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 4 - Advising on securities | 2024-12-31 | present |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
RO | Type 9 - Asset management | 2024-12-31 | present |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-16 | 2024-05-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-16 | 2024-12-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 - Asset management | 2021-08-16 | 2024-12-31 |
| Deepwater Capital Limited 博海資本有限公司 |
Rep | Type 9 - Asset management | 2015-06-04 | 2015-07-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-08 | 2014-09-01 |
| Bosheng Capital Management (HK) Limited 博盛資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-09-14 | 2012-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siyuan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.