Wai Yam Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yam Wong (王為任), a licensed Responsible Officer with CE reference AXX085. Currently licensed at 2 firm(s): Huajin Securities (International) Limited, Huajin Corporate Finance (International) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-09 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-02-13 | present |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-03 | 2021-03-09 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-25 | 2017-02-13 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2016-11-19 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-19 | 2016-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.