Erica Wai Yan Ling
凌偉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erica Wai Yan Ling (凌偉欣), a licensed Responsible Officer with CE reference AXM306. Currently licensed at 1 firm(s): Austrax Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.3 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austrax Capital Limited 南強資本有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-23 | present |
| Austrax Capital Limited 南強資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-04-12 | present |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-23 | 2022-02-23 |
| Austrax Capital Limited 南強資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-23 | 2017-04-12 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-05 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-11-30 | 2017-02-17 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-06-27 | 2016-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Erica Wai Yan Ling during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.