Chor Ming Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chor Ming Wong (黃礎銘), a licensed Responsible Officer with CE reference AXD243. Currently licensed at 2 firm(s): Changjiang Securities Brokerage (HK) Limited, Changjiang Corporate Finance (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-14 | present |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-01-29 | present |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-12-28 | 2021-01-29 |
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-14 | 2020-11-30 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-20 | 2020-11-30 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-04-20 | 2017-07-14 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-14 | 2017-04-19 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-14 | 2017-04-19 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-07-14 | 2017-04-19 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-31 | 2014-06-27 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-31 | 2014-06-27 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-31 | 2014-06-27 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-13 | 2013-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chor Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.