Li Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Wan (万勵), a licensed Responsible Officer with CE reference BOZ747. Currently licensed at 2 firm(s): Changjiang Securities Brokerage (HK) Limited, Changjiang Asset Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 6.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-02-06 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-02-06 | present |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-02-06 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-02-06 | present |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-02-06 | present |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-02-06 | present |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-02-06 | 2024-04-15 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-02-06 | 2024-04-15 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-02-06 | 2026-07-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-26 | 2020-02-06 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-26 | 2020-02-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-26 | 2020-02-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2020-02-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2020-02-06 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-11-26 | 2020-02-06 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-11-26 | 2020-02-06 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-11-26 | 2020-02-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-11-26 | 2020-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.