Sau Yee Chun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Yee Chun (秦壽頤), a licensed Responsible Officer with CE reference AWY508. Currently licensed at 1 firm(s): China United Merchants Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-09-28 | present |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-20 | present |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-20 | present |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-21 | 2020-05-20 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-21 | 2020-05-20 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-25 | 2020-02-29 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-14 | 2020-02-29 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-14 | 2020-02-29 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-08-24 | 2015-09-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-24 | 2015-09-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2015-08-24 | 2015-09-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-29 | 2015-09-16 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-29 | 2015-09-16 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-29 | 2015-09-16 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2015-04-29 | 2015-09-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-20 | 2015-07-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-20 | 2015-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-20 | 2015-07-06 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-15 | 2015-07-06 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2011-04-20 | 2015-07-06 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2011-04-20 | 2015-07-06 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2011-04-20 | 2015-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Yee Chun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.