Wai Ching Yau
尤偉正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Yau (尤偉正), CE reference ASZ106. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-30 | 2025-10-31 |
| Belter Risen Asset Management Limited 潤生資產管理有限公司 |
RO | Type 9 — Asset management | 2024-08-30 | 2025-10-31 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-28 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-20 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-20 | 2024-02-23 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-21 | 2020-05-20 |
| China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-21 | 2020-05-20 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2018-09-13 | 2019-11-30 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2018-09-13 | 2019-11-30 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2018-09-13 | 2019-11-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2017-06-10 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-30 | 2017-06-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-19 | 2017-06-10 |