Wai Ting Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ting Lau (劉偉停), a licensed Responsible Officer with CE reference AWQ077. Currently licensed at 1 firm(s): Joy Rich Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 15.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 4 - Advising on securities | 2020-07-07 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-03 | present |
| Joy Rich Securities Investment Limited 海富證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-05 | 2019-12-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2017-04-10 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ting Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Henry Chan | Joy Rich Securities Investment Limited | 2017–present |
| Shu Shun Ho | Joy Rich Securities Investment Limited | 2017–present |
| Tze Lok Lam | Joy Rich Securities Investment Limited | 2019–present |
| Tsz Lap Chan | Joy Rich Securities Investment Limited | 2017–present |
| Wai Hong Wong | Joy Rich Securities Investment Limited | 2020–present |
| Ming Kwan Clement Wong | Joy Rich Securities Investment Limited | 2019–present |
| Ka Leung Kong | Joy Rich Securities Investment Limited | 2017–2024 |
| Pik Mei Mok | Joy Rich Securities Investment Limited | 2022–2025 |
| Annie Nga Sze To | Joy Rich Securities Investment Limited | 2019–2022 |
| Minjie Liu | Joy Rich Securities Investment Limited | 2023–2024 |
| Kenneth Kin Hang Cheung | Joy Rich Securities Investment Limited | 2019–2020 |
| Yun Zhou | Joy Rich Securities Investment Limited | 2021–2022 |
| Siu Wai Ng | Joy Rich Securities Investment Limited | 2025–present |
| Rui Guo | Joy Rich Securities Investment Limited | 2018–2019 |
| Roland Ning Fung Lau | Joy Rich Securities Investment Limited | 2017 |