Sisi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sisi Li (黎偲偲), a licensed Responsible Officer with CE reference AWL795. Currently licensed at 1 firm(s): Oakwise Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-10-16 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-09-18 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
RO | Type 9 - Asset management | 2019-09-18 | present |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-12 | 2019-09-18 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-12 | 2019-09-18 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-20 | 2019-09-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-28 | 2016-07-12 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-28 | 2016-07-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-16 | 2014-05-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-12-16 | 2014-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sisi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.