Ming Shan Ko
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Shan Ko (高明山), a licensed Responsible Officer with CE reference AWC879. Currently licensed at 3 firm(s): South China Investment Management Limited, South China Securities Limited, South China Commodities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 - Asset management | 2023-05-05 | present |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-07 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-26 | present |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2019-01-07 | 2020-11-06 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-10-30 | 2023-05-05 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-09 | 2019-01-07 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-08-30 | 2021-02-28 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-22 | 2019-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Shan Ko during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.