Ho Wah Fok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wah Fok (霍浩華), a licensed Responsible Officer with CE reference AVQ212. Currently licensed at 1 firm(s): Mirae Asset Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 - Asset management | 2024-07-18 | present |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-20 | 2024-07-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-20 | 2024-07-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-01-20 | 2024-07-18 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-23 | 2022-01-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-23 | 2022-01-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-23 | 2022-01-19 |
| Polen Capital HK Limited | Rep | Type 1 - Dealing in securities | 2018-07-30 | 2021-06-30 |
| Polen Capital HK Limited | Rep | Type 4 - Advising on securities | 2018-07-30 | 2021-06-30 |
| Polen Capital HK Limited | Rep | Type 9 - Asset management | 2018-07-30 | 2021-06-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2018-07-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-04 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-04 | 2018-07-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2010-08-04 | 2018-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Wah Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.