Jun Liu
劉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Liu (劉俊), a licensed Representative with CE reference AVM464. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities. This person has 15.7 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-04 | present |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-25 | 2023-09-29 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2021-07-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-10 | 2021-07-30 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2017-04-07 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-09 | 2013-07-26 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-13 | 2010-12-01 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-13 | 2010-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jun Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Sing Lau | BOCI Research Limited | 2013–2017 |
| Xin Meng | BOCI Research Limited | 2013–2017 |
| Qiong Wu | BOCI Research Limited | 2013–2017 |
| Wenzhou Hu | BOCI Research Limited | 2013–2017 |
| Yusheng Liu | BOCI Research Limited | 2013–2017 |
| Shiu Ki Mak | BOCI Research Limited | 2013–2017 |
| Bingnan Ye | BOCI Research Limited | 2013–2017 |
| Thomas Yiu Hung Chong | BOCI Research Limited | 2013–2017 |
| Michelle Ka Ki Ho | BOCI Research Limited | 2013–2017 |
| Wei Wang | BOCI Research Limited | 2013–2017 |
| Manjiang Cheng | BOCI Research Limited | 2013–2017 |
| Xin Wang | BOCI Research Limited | 2013–2017 |
| Belle Chan | BOCI Research Limited | 2013–2017 |
| Lin Yuan | BOCI Research Limited | 2013–2017 |
| Tommy Yuk-Tong Tam | BOCI Research Limited | 2013–2017 |
| Chun Sing To | ICBC International Research Limited | 2010–2013 |
| Xiaoyu Yu | ICBC International Research Limited | 2010–2013 |
| Ka Chun Lin | ICBC International Research Limited | 2010–2013 |
| Ka Yeung Chan | ICBC International Research Limited | 2010–2013 |
| Yunpeng Ma | ICBC International Research Limited | 2010–2013 |