Yi Lu
盧軼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Lu (盧軼), a licensed Representative with CE reference AVE820. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-19 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-19 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2017-06-19 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-05 | 2017-06-19 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-21 | 2017-06-19 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-21 | 2017-06-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-26 | 2012-06-12 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-26 | 2012-06-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-08 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-06-08 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-06-08 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-06-08 | 2011-08-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-08 | 2011-08-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-08 | 2011-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.