Shuenn-Yuh Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuenn-Yuh Yang (楊順裕), a licensed Responsible Officer with CE reference AVA597. Currently licensed at 1 firm(s): Portwell Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.7 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-27 | present |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 4 - Advising on securities | 2026-01-27 | present |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 9 - Asset management | 2026-01-27 | present |
| Portwell Securities Limited 港達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-27 | 2026-01-27 |
| Portwell Securities Limited 港達證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-27 | 2026-01-27 |
| Portwell Securities Limited 港達證券有限公司 |
Rep | Type 9 - Asset management | 2025-11-27 | 2026-01-27 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-14 | 2025-07-09 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-05-14 | 2025-07-09 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-25 | 2019-04-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-22 | 2017-08-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-15 | 2017-04-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-15 | 2017-04-19 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-16 | 2014-04-01 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-16 | 2014-04-01 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-16 | 2014-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuenn-Yuh Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.