Kai Sum Houston Ng
吳啟琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sum Houston Ng (吳啟琛), a licensed former licensee with CE reference AUZ932. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 4 — Advising on securities | 2023-07-14 | 2025-11-26 |
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 9 — Asset management | 2023-07-14 | 2025-11-26 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2017-11-15 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-13 | 2017-11-15 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-13 | 2017-11-15 |