Kai Sum Houston Ng
吳啟琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Sum Houston Ng (吳啟琛), a licensed former licensee with CE reference AUZ932. This person has 15.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 4 - Advising on securities | 2023-07-14 | 2025-11-26 |
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 |
RO | Type 9 - Asset management | 2023-07-14 | 2025-11-26 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-15 | 2022-11-09 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-13 | 2017-11-15 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-13 | 2017-11-15 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-13 | 2017-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Sum Houston Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.