Shing Yan Choi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yan Choi (蔡承恩), a licensed Responsible Officer with CE reference AUM819. Currently licensed at 1 firm(s): Guosen Securities (HK) Brokerage Company, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 13.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-19 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-08-19 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2024-08-19 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-24 | 2022-05-13 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-02-08 | 2021-08-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-15 | 2021-08-22 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-15 | 2021-08-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-27 | 2017-11-15 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-27 | 2017-11-15 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-08 | 2017-06-20 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-20 | 2016-07-25 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-20 | 2016-07-25 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-05 | 2014-04-22 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-17 | 2014-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Yan Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.