Sau Lin Tsang
曾秀蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Lin Tsang (曾秀蓮), CE reference ADG975. Currently licensed at 2 firm(s): Zhongtai International Securities Limited, Zhongtai International Futures Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-14 | present |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-14 | present |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-04 | 2020-09-17 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-03-04 | 2020-09-17 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2018-12-09 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-24 | 2018-12-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-27 | 2016-04-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-27 | 2016-04-22 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-23 | 2011-04-19 |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-23 | 2011-04-19 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-06 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-07-06 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-28 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-28 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-28 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-06-04 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-06-04 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-28 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-28 |