Tsun Wah Alvan Yip
葉俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Wah Alvan Yip (葉俊華), a licensed former licensee with CE reference ATO776. This person has 8.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RC Futures Advisory Limited |
RO | Type 4 - Advising on securities | 2019-11-01 | 2022-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-10-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-29 | 2017-10-02 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2010-10-04 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2010-10-04 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2010-10-04 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2010-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsun Wah Alvan Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.