Hao Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Chen (陳灝), a licensed Responsible Officer with CE reference ATB830. Currently licensed at 3 firm(s): AJ Futures Limited, AJ Asset Management Limited, AJ SECURITIES LIMITED. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Futures Limited 安捷期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-07-08 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-28 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-28 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 - Advising on securities | 2018-07-20 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-03 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-19 | 2017-09-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-17 | 2017-09-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-12 | 2011-08-12 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-29 | 2011-08-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Luyin Wu | AJ SECURITIES LIMITED | 2018–present |
| Hin Pan Tsang | AJ SECURITIES LIMITED | 2018–present |
| Mu Song | AJ SECURITIES LIMITED | 2018–2024 |
| Ching Yat Yu | AJ SECURITIES LIMITED | 2018–2024 |
| Jingchen Tang | AJ SECURITIES LIMITED | 2018–2022 |
| Zhe Fan | AJ Asset Management Limited | 2018–present |
| Kwan Lok Locky Lau | AJ Asset Management Limited | 2018–2026 |
| Kwun Wang Yip | AJ Futures Limited | 2020–2023 |
| Sum Yee Bianca Ip | AJ Asset Management Limited | 2019–present |
| Geoffrey Man Hon Lam | AJ SECURITIES LIMITED | 2018–2021 |
| Yihe Liu | AJ SECURITIES LIMITED | 2018–2021 |
| Baoying Wang | AJ Asset Management Limited | 2019–2022 |
| Kam Wah Lui | AJ Futures Limited | 2021–2022 |
| Shiming Liang | AJ SECURITIES LIMITED | 2020–2024 |
| Chenwenting Li | AJ SECURITIES LIMITED | 2018–2022 |
| Jianjun Hu | AJ SECURITIES LIMITED | 2020–present |
| Jia Li | AJ SECURITIES LIMITED | 2020–2026 |
| Chun On Chiu | AJ SECURITIES LIMITED | 2018–2023 |
| Po Chun Lai | AJ SECURITIES LIMITED | 2018–2023 |
| Agatha Pui Shan Ng | AJ SECURITIES LIMITED | 2018–2023 |