Wai Ying Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ying Leung (梁慧盈), a licensed Responsible Officer with CE reference ASC836. Currently licensed at 1 firm(s): Ballas Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 16.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-15 | present |
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-11-15 | present |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-03 | 2019-11-15 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-03 | 2019-11-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-16 | 2016-12-30 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-16 | 2016-12-30 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-20 | 2016-10-23 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-01-20 | 2016-10-23 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-19 | 2014-09-30 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-17 | 2014-09-30 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-14 | 2013-05-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-10-14 | 2013-05-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-16 | 2010-10-05 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-10 | 2010-08-23 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-07-10 | 2010-08-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-28 | 2009-06-11 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-11-28 | 2009-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ying Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.