Cormac Joseph Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cormac Joseph Thompson, a licensed Representative with CE reference ARR528. Currently licensed at 1 firm(s): Instinet Pacific Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 17.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-01 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-01 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2022-12-01 | present |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-26 | 2022-12-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2018-11-26 | 2022-12-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2018-11-26 | 2022-12-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2018-11-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-04 | 2018-11-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-12-04 | 2018-11-26 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2012-12-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-03 | 2012-12-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-03 | 2012-12-03 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-03 | 2010-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cormac Joseph Thompson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.