Lingyan Xu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingyan Xu (徐凌艷), a licensed Responsible Officer with CE reference ARI518. Currently licensed at 2 firm(s): Starlight Securities Limited, Starlight Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Starlight Securities Limited |
RO | Type 1 - Dealing in securities | 2026-03-13 | present |
| Starlight Securities Limited |
RO | Type 4 - Advising on securities | 2026-03-13 | present |
| Starlight Asset Management Limited | RO | Type 9 - Asset management | 2026-03-13 | present |
| Starlight Securities Limited |
Rep | Type 1 - Dealing in securities | 2026-01-09 | 2026-03-13 |
| Starlight Asset Management Limited | Rep | Type 9 - Asset management | 2026-01-09 | 2026-03-13 |
| Mighty Divine Securities Limited |
RO | Type 1 - Dealing in securities | 2025-03-19 | 2025-10-23 |
| Mighty Divine Investment Management Limited | RO | Type 9 - Asset management | 2025-03-19 | 2025-10-23 |
| Mighty Divine Securities Limited |
Rep | Type 1 - Dealing in securities | 2024-02-14 | 2025-03-19 |
| Mighty Divine Investment Management Limited | Rep | Type 9 - Asset management | 2024-02-14 | 2025-03-19 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-03 | 2024-01-31 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-03 | 2024-01-31 |
| Silver Leaf Asset Management Limited 銀葉資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-08-03 | 2024-01-31 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-26 | 2019-12-03 |
| Kilmorey Securities Limited 金力証券有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-26 | 2019-12-03 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-26 | 2020-04-01 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 |
RO | Type 9 - Asset management | 2018-06-21 | 2019-11-26 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 4 - Advising on securities | 2017-02-09 | 2019-11-26 |
| Kilmorey Securities Limited 金力証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-24 | 2019-11-26 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-21 | 2015-12-02 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2014-08-21 | 2015-12-02 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-27 | 2014-08-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-11-27 | 2014-08-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-14 | 2013-10-24 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-14 | 2013-10-24 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-04 | 2013-05-27 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-04 | 2013-05-27 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2009-12-21 | 2010-04-21 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2009-11-27 | 2010-04-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2009-11-12 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-17 | 2009-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingyan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.