Alan Ho Wai Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Ho Wai Chung (鍾浩為), a licensed Responsible Officer with CE reference ARE721. Currently licensed at 1 firm(s): CIS Securities Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.5 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-14 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 - Asset management | 2018-09-06 | present |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-13 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-13 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-07 | 2018-12-14 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-07 | 2018-09-06 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-22 | 2014-10-15 |
| China Glory Securities Company Limited 華彩證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-22 | 2014-10-15 |
| KOG Forex Limited 國之匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-06 | 2014-11-30 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 - Asset management | 2012-05-18 | 2014-11-30 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-03 | 2009-02-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Ho Wai Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.