Kwok Wai Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Chan (陳國威), a licensed Responsible Officer with CE reference ARE605. Currently licensed at 4 firm(s): Bright Smart Forex Limited, Bright Smart Asset Management Limited, Bright Smart Securities International (H.K.) Limited, Bright Smart Futures & Commodities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2020-04-22 | present |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-11-03 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-04 | present |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-04 | present |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-12-22 | 2020-04-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-24 | 2009-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.