Guqiao Chen
陳谷喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guqiao Chen (陳谷喬), a licensed Responsible Officer with CE reference AQZ559. Currently licensed at 1 firm(s): Courage Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Courage Capital Limited 勇猛資本有限公司 |
RO | Type 4 - Advising on securities | 2026-04-10 | present |
| Courage Capital Limited 勇猛資本有限公司 |
RO | Type 9 - Asset management | 2026-04-10 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 - Advising on securities | 2015-07-20 | 2026-04-03 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 9 - Asset management | 2012-05-31 | 2026-04-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-04-14 | 2011-03-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-05-12 | 2010-03-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-08-15 | 2009-04-30 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-06-12 | 2008-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Guqiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiqiu Han | Avalok Capital Limited | 2012–2026 |
| Lee Kuen Tse | Avalok Capital Limited | 2014–2026 |
| Lingzi Yang | Avalok Capital Limited | 2016–2026 |
| Yiqiao Chen | Avalok Capital Limited | 2016–2026 |
| Sin Man Hon | Avalok Capital Limited | 2018–2025 |
| Ziwei Yang | Avalok Capital Limited | 2016–2025 |
| Haoxing Gao | Avalok Capital Limited | 2017–2026 |
| Yuchao Wang | Avalok Capital Limited | 2017–2022 |
| Yu Feng | CMS Capital (HK) Co., Limited | 2009–2011 |
| Peter Ping Tak Leung | CMS Capital (HK) Co., Limited | 2008–2010 |
| Ying Yang | Avalok Capital Limited | 2022–2024 |
| Yan Liu | Avalok Capital Limited | 2017–2021 |
| Vincent Chun Shing Phen | CMS Capital (HK) Co., Limited | 2009–2011 |
| Saijun Zhang | Avalok Capital Limited | 2024–2026 |
| Yim Yim Chan | CMS Capital (HK) Co., Limited | 2010–2011 |
| Wai Kit Luk | CMS Capital (HK) Co., Limited | 2008–2009 |
| Chun Keung Yau | CMS Capital (HK) Co., Limited | 2009–2011 |
| Yiu Wai Lau | CMS Capital (HK) Co., Limited | 2008–2010 |
| Lipeng Dai | Avalok Capital Limited | 2025–2026 |
| Xingdong Zhang | Avalok Capital Limited | 2015–2016 |