Yan Liu
劉岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Liu (劉岩), a licensed former licensee with CE reference ARE732. This person has 17.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-13 | 2026-06-30 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-18 | 2021-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-13 | 2020-05-29 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-04 | 2018-05-14 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-20 | 2016-10-07 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiqiao Chen | Avalok Capital Limited | 2017–2021 |
| Ziwei Yang | Avalok Capital Limited | 2017–2021 |
| Yuchao Wang | Avalok Capital Limited | 2017–2021 |
| Yiqiu Han | Avalok Capital Limited | 2017–2021 |
| Lee Kuen Tse | Avalok Capital Limited | 2017–2021 |
| Lingzi Yang | Avalok Capital Limited | 2017–2021 |
| Haoxing Gao | Avalok Capital Limited | 2017–2021 |
| Guqiao Chen | Avalok Capital Limited | 2017–2021 |
| Sin Man Hon | Avalok Capital Limited | 2018–2021 |
| Emenry Pui Ling Wong | Avalok Capital Limited | 2017 |
| Jiayun Qian | Avalok Capital Limited | 2017 |
| Zijin Meng | Avalok Capital Limited | 2017 |