Hoi Cheung Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Cheung Chan (陳愷章), a licensed Responsible Officer with CE reference APW069. Currently licensed at 1 firm(s): AEM Investment Services Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.4 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-02 | present |
| AEM Investment Services Limited 明德企業投資有限公司 |
RO | Type 4 - Advising on securities | 2025-05-02 | present |
| AEM Asset Management Limited 明德企業資產管理有限公司 |
RO | Type 9 - Asset management | 2025-05-02 | 2026-06-30 |
| AEM Investment Services Limited 明德企業投資有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-28 | 2025-05-02 |
| AEM Investment Services Limited 明德企業投資有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-28 | 2025-05-02 |
| AEM Asset Management Limited 明德企業資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-04-28 | 2025-05-02 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-14 | 2025-03-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-11-14 | 2025-03-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 - Asset management | 2024-11-14 | 2025-03-24 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-24 | 2024-11-14 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-24 | 2024-11-14 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-24 | 2024-11-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-22 | 2020-06-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-06 | 2020-06-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2019-03-06 | 2020-06-03 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-11 | 2019-02-26 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-18 | 2019-02-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-05-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-25 | 2017-10-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-17 | 2017-04-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-09 | 2015-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-11 | 2013-08-01 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-23 | 2013-05-17 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-17 | 2010-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Cheung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.