Cao Fang
方草
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cao Fang (方草), a licensed Responsible Officer with CE reference APR657. Currently licensed at 1 firm(s): HCEP Management Limited. Active regulated activities: Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HCEP Management Limited |
RO | Type 9 - Asset management | 2020-08-03 | present |
| TBP Investment Advisory (HK) Limited | Rep | Type 9 - Asset management | 2019-10-22 | 2020-01-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-09-24 | 2009-08-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2007-09-24 | 2009-08-21 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Cao Fang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jun Shen | HCEP Management Limited | 2020–present |
| Zhiming Xie | HCEP Management Limited | 2023–present |
| Zhiheng Du | HCEP Management Limited | 2020–2023 |
| Siwei Feng | HCEP Management Limited | 2023–2025 |
| Lin Zhou | HCEP Management Limited | 2024–present |
| Jing Wang | HCEP Management Limited | 2021–2023 |
| Deyin Yao | HCEP Management Limited | 2021 |
| Zhenning Sun | HCEP Management Limited | 2021 |
| Lok Fai Leung | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Feng Ge | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Shujun Li | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Tao Jiang | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Gladys Chi-Ching Wong | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Yusi Zheng | TBP Investment Advisory (HK) Limited | 2019–2020 |
| Tsun Wang Lam | HCEP Management Limited | 2021 |