Grace Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Wang, a licensed Responsible Officer with CE reference APP106. Currently licensed at 1 firm(s): ANKAA CAPITAL LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ANKAA CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2023-11-03 | present |
| ANKAA CAPITAL LIMITED | RO | Type 9 - Asset management | 2023-11-03 | present |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-10-27 | 2021-03-21 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-07-02 | 2020-10-27 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-08-12 | 2019-10-03 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-08-12 | 2013-12-19 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-08-12 | 2019-10-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-10-19 | 2011-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2009-10-19 | 2011-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-09-28 | 2011-07-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-09-28 | 2011-07-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-10 | 2009-08-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2007-09-21 | 2009-08-15 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-21 | 2009-08-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-21 | 2009-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Grace Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.