Wen Hua
華文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Hua (華文), a licensed former licensee with CE reference APK749. This person has 11.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-28 | 2024-01-24 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-10 | 2021-07-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-10 | 2021-07-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-10 | 2021-07-16 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-10 | 2021-07-16 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-22 | 2020-07-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-23 | 2020-07-10 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-02-23 | 2020-07-10 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-04 | 2012-03-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-18 | 2012-03-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-12-18 | 2012-03-30 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 1 - Dealing in securities | 2008-07-07 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 6 - Advising on corporate finance | 2008-07-07 | 2009-03-31 |
| Libertas Capital Asia Limited | Rep | Type 1 - Dealing in securities | 2008-04-07 | 2008-04-26 |
| Libertas Capital Asia Limited | Rep | Type 6 - Advising on corporate finance | 2007-09-21 | 2008-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Hua during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.