Robert Wai Wang Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Wai Wang Lee (李惟宏), a licensed Responsible Officer with CE reference APK188. Currently licensed at 3 firm(s): Xin Yongan International Securities Company Limited, China Xin Yongan Futures Company Limited, Xin Yongan International Asset Management Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 17.7 years of SFC licence history. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-29 | present |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-12-29 | present |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-29 | present |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-11 | 2023-12-29 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2023-12-11 | 2023-12-29 |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-11 | 2023-12-29 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 4 - Advising on securities | 2020-08-13 | 2023-10-26 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-08-13 | 2023-10-26 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
RO | Type 9 - Asset management | 2020-08-13 | 2023-10-26 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-19 | 2019-04-19 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-11-19 | 2019-04-19 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
RO | Type 9 - Asset management | 2018-11-19 | 2019-04-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-13 | 2018-11-19 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-13 | 2018-11-19 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-13 | 2018-11-19 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-08-13 | 2018-11-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Wai Wang Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.