Chi Leung Lau
劉志良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Leung Lau (劉志良), a licensed Representative with CE reference APH032. Currently licensed at 1 firm(s): State Street Global Advisors Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 15.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-06 | present |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2016-09-07 | 2023-04-26 |
| AP Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2012-07-20 | 2014-10-29 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-08-05 | 2012-07-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-10 | 2009-01-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-24 | 2009-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Leung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.