King Chuen Kwok
郭景泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Chuen Kwok (郭景泉), a licensed Responsible Officer with CE reference APF731. Currently licensed at 1 firm(s): U&I Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-26 | present |
| U&I Asset Management Limited 匯智合創資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-26 | present |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 4 - Advising on securities | 2018-11-21 | 2021-12-29 |
| Tamar Alliance Capital Limited 添盟資本有限公司 |
RO | Type 9 - Asset management | 2018-11-21 | 2021-12-29 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 - Asset management | 2009-06-04 | 2011-09-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-11 | 2008-10-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-07-11 | 2008-10-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-11 | 2008-10-22 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as King Chuen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.