Keith Kam Chan
陳錦富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keith Kam Chan (陳錦富), a licensed former licensee with CE reference AXG331. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2015-12-07 | 2017-02-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2015-12-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-09-08 | 2017-02-14 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2015-08-20 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-22 | 2015-01-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-22 | 2015-01-30 |
| Vision Asset Management (HK) Limited 允升資產管理有限公司 |
RO | Type 9 — Asset management | 2011-06-20 | 2011-10-14 |